-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CNJZgttaBiYMWOv7Lakg04aaZ0rhQaR4CXKuqXKQl4FXnwNx9Z0A6ZZ9OUs6oLLI /AXhv7I19FAvJCEHbdfrbw== 0001047469-97-008188.txt : 19971219 0001047469-97-008188.hdr.sgml : 19971219 ACCESSION NUMBER: 0001047469-97-008188 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971218 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHAPARRAL RESOURCES INC CENTRAL INDEX KEY: 0000019252 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840630863 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-10253 FILM NUMBER: 97740316 BUSINESS ADDRESS: STREET 1: 3400 BISSONNET STREET STREET 2: SUITE 135 CITY: HOUSTON STATE: TX ZIP: 77005 BUSINESS PHONE: 713-669-09 MAIL ADDRESS: STREET 1: 621 17TH STREET SUITE 1301 CITY: DENVER STATE: CO ZIP: 80293 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CRESCENT INVESTMENT CO CENTRAL INDEX KEY: 0000316913 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 880148914 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 865 S FIGUEROA ST STREET 2: SUITE 1500 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2138916304 SC 13D/A 1 SCHEDULE 13D-A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Chaparral Resources, Inc. (Name of Issuer) Common Stock, $.10 par value per share (Title of Class of Securities) 159420207 (CUSIP Number of Class of Securities) Mr. Robert A. Day, Jr. 865 S. Figueroa Street, Suite 700 Los Angeles, California 90017 (213) 891-6300 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 5, 1997 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D and is filing this schedule because of Rule 13D- 1(b)(3) or (4), check the following box: [ ] Check the following box if a fee is being paid with this Statement: [ ] Page 1 of 4 13D CUSIP NO. 159420207 (1) NAME OF REPORTING PERSON Crescent Investment Co. (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [ ] (b) [ ] (3) SEC USE ONLY ----------------------------------- (4) SOURCE OF FUNDS -------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] (6) CITIZENSHIP OR PLACE OF ORGANIZATION NEVADA - -------------------------------------------------------------------------------- (7) SOLE VOTING POWER 1,500,000 SHARES OF COMMON STOCK (8) SHARED VOTING POWER Number Of Shares -0- Beneficially Owned By Each Reporting (9) SOLE DISPOSITIVE POWER Person With 1,500,000 SHARES OF COMMON STOCK (10) SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,500,000 SHARES OF COMMON STOCK (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.37% (14) TYPE OF REPORTING PERSON PN 13D CUSIP No. 159420207 This Amendment No. 13 to Schedule 13D, filed on behalf of Crescent Investment Co., a Nevada limited partnership ("Crescent"), hereby amends the Schedule 13D filed on May 31, 1996 as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 is hereby amended and supplemented to include the following: For purposes of Rule 13d-3 promulgated under the Exchange Act, Crescent may be deemed the beneficial owner of an aggregate of 1,500,000 shares of Common Stock, constituting approximately 3.37%,(1) of the issued and outstanding shares of Common Stock. Crescent sold 500,000 shares of Common Stock on December 5, 1997 in a stock exchange transaction. The price per share was $2.375. On December 5, 1997, Crescent ceased to be a beneficial owner of more than five percent of any class of the Issuer's capital stock. - -------------------- (1) In accordance with Rule 13d-3(d) under the Exchange Act, based on an aggregate of 44,470,731 shares of Common Stock outstanding as of November 5, 1997, as reported on the Issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 1997. SIGNATURE After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: December 17, 1997 CRESCENT INVESTMENT CO. By: /s/ Robert A. Day, Jr. Its: General Partner -----END PRIVACY-ENHANCED MESSAGE-----